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US Code / 2018 US Code / Title 15. Commerce and Trade / Chapter 2d. Investment Companies and Advisers / Subchapter II. Investment Advisers / 15 U.S. Code §80b-21. Effective date

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Subchapter II. Investment Advisers

15 U.S. Code §80b-1. Findings

15 U.S. Code §80b-10. Disclosure of information by Commission

15 U.S. Code §80b-10a. Consultation

15 U.S. Code §80b-11. Rules, regulations, and orders of Commission

15 U.S. Code §80b-12. Hearings

15 U.S. Code §80b-13. Court review of orders

15 U.S. Code §80b-14. Jurisdiction of offenses and suits

15 U.S. Code §80b-15. Validity of contracts

15 U.S. Code §80b-17. Penalties

15 U.S. Code §80b-18. Hiring and leasing authority of Commission

15 U.S. Code §80b-18a. State regulation of investment advisers

15 U.S. Code §80b-18b. Custody of client accounts

15 U.S. Code §80b-18c. Rule of construction relating to the Commodities Exchange Act

15 U.S. Code §80b-19. Separability

15 U.S. Code §80b-2. Definitions

15 U.S. Code §80b-20. Short title

15 U.S. Code §80b-21. Effective date

15 U.S. Code §80b-3. Registration of investment advisers

15 U.S. Code §80b-3a. State and Federal responsibilities

15 U.S. Code §80b-4. Reports by investment advisers

15 U.S. Code §80b-4a. Prevention of misuse of nonpublic information

15 U.S. Code §80b-5. Investment advisory contracts

15 U.S. Code §80b-6. Prohibited transactions by investment advisers

15 U.S. Code §80b-6a. Exemptions

15 U.S. Code §80b-7. Material misstatements

15 U.S. Code §80b-8. General prohibitions

15 U.S. Code §80b-9. Enforcement of subchapter

15 U.S. Code §80b-21. Effective date

Section Text

This subchapter shall become effective on November 1, 1940.

Citation

15 U.S.C. § 80b-21 (2018)

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