Chapter 2b. Securities Exchanges 15 U.S. Code §78a. Short title 15 U.S. Code §78aa-1. Special provision relating to statute of limitations on private causes of action 15 U.S. Code §78aa. Jurisdiction of offenses and suits 15 U.S. Code §78b. Necessity for regulation 15 U.S. Code §78bb. Effect on existing law 15 U.S. Code §78c-1. Swap agreements 15 U.S. Code §78c-2. Securities-related derivatives 15 U.S. Code §78c-3. Clearing for security-based swaps 15 U.S. Code §78c-4. Security-based swap execution facilities 15 U.S. Code §78c-5. Segregation of assets held as collateral in security-based swap transactions 15 U.S. Code §78c. Definitions and application 15 U.S. Code §78cc. Validity of contracts 15 U.S. Code §78d-1. Delegation of functions by Commission 15 U.S. Code §78d-2. Transfer of functions with respect to assignment of personnel to chairman 15 U.S. Code §78d-3. Appearance and practice before the Commission 15 U.S. Code §78d-4. Additional duties of Inspector General 15 U.S. Code §78d-5. Deadline for completing enforcement investigations and compliance examinations and inspections 15 U.S. Code §78d-6. Report and certification of internal supervisory controls 15 U.S. Code §78d-7. Triennial report on personnel management 15 U.S. Code §78d-8. Annual financial controls audit 15 U.S. Code §78d-9. Report on oversight of national securities associations 15 U.S. Code §78d. Securities and Exchange Commission 15 U.S. Code §78dd-1. Prohibited foreign trade practices by issuers 15 U.S. Code §78dd-2. Prohibited foreign trade practices by domestic concerns 15 U.S. Code §78dd-3. Prohibited foreign trade practices by persons other than issuers or domestic concerns 15 U.S. Code §78dd. Foreign securities exchanges 15 U.S. Code §78e. Transactions on unregistered exchanges 15 U.S. Code §78ee. Transaction fees 15 U.S. Code §78f. National securities exchanges 15 U.S. Code §78ff. Penalties 15 U.S. Code §78g. Margin requirements 15 U.S. Code §78gg. Separability 15 U.S. Code §78h. Restrictions on borrowing and lending by members, brokers, and dealers 15 U.S. Code §78hh-1. Effective date of certain sections 15 U.S. Code §78hh. Effective date 15 U.S. Code §78i. Manipulation of security prices 15 U.S. Code §78j-1. Audit requirements 15 U.S. Code §78j-2. Position limits and position accountability for security-based swaps and large trader reporting 15 U.S. Code §78j-3. Compensation committees 15 U.S. Code §78j-4. Recovery of erroneously awarded compensation policy 15 U.S. Code §78j. Manipulative and deceptive devices 15 U.S. Code §78k-1. National market system for securities; securities information processors 15 U.S. Code §78k. Trading by members of exchanges, brokers, and dealers 15 U.S. Code §78kk. Authorization of appropriations 15 U.S. Code §78l-1. Applications for unlisted trading privileges deemed filed under section 78l of this title 15 U.S. Code §78l. Registration requirements for securities 15 U.S. Code §78ll. Requirements for the EDGAR system 15 U.S. Code §78m-1. Reporting and recordkeeping for certain security-based swaps 15 U.S. Code §78m-2. Reporting requirements regarding coal or other mine safety 15 U.S. Code §78m. Periodical and other reports 15 U.S. Code §78mm. General exemptive authority 15 U.S. Code §78n-1. Shareholder approval of executive compensation 15 U.S. Code §78n-2. Corporate governance 15 U.S. Code §78n. Proxies 15 U.S. Code §78nn. Tennessee Valley Authority 15 U.S. Code §78o-1. Brokers deemed to be registered 15 U.S. Code §78o-10. Registration and regulation of security-based swap dealers and major security-based swap participants 15 U.S. Code §78o-11. Credit risk retention 15 U.S. Code §78o-2. Liabilities arising prior to amendment unaffected 15 U.S. Code §78o-3. Registered securities associations 15 U.S. Code §78o-4. Municipal securities 15 U.S. Code §78o-4a. Commission Office of Municipal Securities 15 U.S. Code §78o-5. Government securities brokers and dealers 15 U.S. Code §78o-6. Securities analysts and research reports 15 U.S. Code §78o-7. Registration of nationally recognized statistical rating organizations 15 U.S. Code §78o-8. Universal ratings symbols 15 U.S. Code §78o-9. Study and rulemaking on assigned credit ratings 15 U.S. Code §78o. Registration and regulation of brokers and dealers 15 U.S. Code §78oo. Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks 15 U.S. Code §78p. Directors, officers, and principal stockholders 15 U.S. Code §78pp. Investor Advisory Committee 15 U.S. Code §78q-1. National system for clearance and settlement of securities transactions 15 U.S. Code §78q-2. Automated quotation systems for penny stocks 15 U.S. Code §78q. Records and reports 15 U.S. Code §78qq. Small Business Capital Formation Advisory Committee 15 U.S. Code §78r. Liability for misleading statements 15 U.S. Code §78s. Registration, responsibilities, and oversight of self-regulatory organizations 15 U.S. Code §78t-1. Liability to contemporaneous traders for insider trading 15 U.S. Code §78t. Liability of controlling persons and persons who aid and abet violations 15 U.S. Code §78u-1. Civil penalties for insider trading 15 U.S. Code §78u-2. Civil remedies in administrative proceedings 15 U.S. Code §78u-3. Cease-and-desist proceedings 15 U.S. Code §78u-4. Private securities litigation 15 U.S. Code §78u-5. Application of safe harbor for forward-looking statements 15 U.S. Code §78u-6. Securities whistleblower incentives and protection 15 U.S. Code §78u-7. Implementation and transition provisions for whistleblower protection 15 U.S. Code §78u. Investigations and actions 15 U.S. Code §78v. Hearings by Commission 15 U.S. Code §78w. Rules, regulations, and orders; annual reports 15 U.S. Code §78x. Public availability of information 15 U.S. Code §78y. Court review of orders and rules 15 U.S. Code §78z. Unlawful representations