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US Code / 2018 US Code / Title 7. Agriculture / Chapter 1. Commodity Exchanges / 7 U.S. Code §12e. title I, §123(a)(21)

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Chapter 1. Commodity Exchanges

7 U.S. Code §1. Short title

7 U.S. Code §1a. Definitions

7 U.S. Code §1b. Requirements of Secretary of the Treasury regarding exemption of foreign exchange swaps and foreign exchange forwards from definition of the term "swap"

7 U.S. Code §2. Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce

7 U.S. Code §5. Findings and purpose

7 U.S. Code §6. Regulation of futures trading and foreign transactions

7 U.S. Code §6a. Excessive speculation

7 U.S. Code §6b-1. Enforcement authority

7 U.S. Code §6b. Contracts designed to defraud or mislead

7 U.S. Code §6c. Prohibited transactions

7 U.S. Code §6d. Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts

7 U.S. Code §6e. Dealings by unregistered floor trader or broker prohibited

7 U.S. Code §6f. Registration and financial requirements; risk assessment

7 U.S. Code §6g. Reporting and recordkeeping

7 U.S. Code §6h. False self-representation as registered entity member prohibited

7 U.S. Code §6i. Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions

7 U.S. Code §6j. Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities

7 U.S. Code §6k. Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons

7 U.S. Code §6l. Commodity trading advisors and commodity pool operators; Congressional finding

7 U.S. Code §6m. Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law

7 U.S. Code §6n. Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account

7 U.S. Code §6o. Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons

7 U.S. Code §6p. Standards and examinations

7 U.S. Code §6q. Special procedures to encourage and facilitate bona fide hedging by agricultural producers

7 U.S. Code §6r. Reporting and recordkeeping for uncleared swaps

7 U.S. Code §6s. Registration and regulation of swap dealers and major swap participants

7 U.S. Code §6t. Large swap trader reporting

7 U.S. Code §7. Designation of boards of trade as contract markets

7 U.S. Code §7a-1. Derivatives clearing organizations

7 U.S. Code §7a-2. Common provisions applicable to registered entities

7 U.S. Code §7b-1. Designation of securities exchanges and associations as contract markets

7 U.S. Code §7b-2. Privacy

7 U.S. Code §7b-3. Swap execution facilities

7 U.S. Code §7b. Suspension or revocation of designation as registered entity

7 U.S. Code §8. Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals

7 U.S. Code §9. Prohibition regarding manipulation and false information

7 U.S. Code §9a. Assessment of money penalties

7 U.S. Code §9b. Rules prohibiting deceptive and other abusive telemarketing acts or practices

7 U.S. Code §9c. Notice of investigations and enforcement actions

7 U.S. Code §10a. Cooperative associations and corporations, exclusion from board of trade; rules of board inapplicable to payment of compensation by association

7 U.S. Code §11. Vacation on request of designation or registration as "registered entity"; redesignation or reregistration

7 U.S. Code §12. Public disclosure

7 U.S. Code §12a. Registration of commodity dealers and associated persons; regulation of registered entities

7 U.S. Code §12b. Trading ban violations; prohibition

7 U.S. Code §12c. Disciplinary actions

7 U.S. Code §12d. Commission action for noncompliance with export sales reporting requirements

7 U.S. Code §12e. title I, §123(a)(21)

7 U.S. Code §13-1. Violations, prohibition against dealings in motion picture box office receipts or onion futures; punishment

7 U.S. Code §13. Violations generally; punishment; costs of prosecution

7 U.S. Code §13a-1. Enjoining or restraining violations

7 U.S. Code §13a-2. Jurisdiction of States

7 U.S. Code §13a. Nonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses

7 U.S. Code §13b. Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment

7 U.S. Code §13c. Responsibility as principal; minor violations

7 U.S. Code §15b. Cotton futures contracts

7 U.S. Code §16. Commission operations

7 U.S. Code §16a. Service fees and National Futures Association study

7 U.S. Code §17. Separability

7 U.S. Code §17a. Separability of 1936 amendment

7 U.S. Code §17b. Separability of 1968 amendment

7 U.S. Code §18. Complaints against registered persons

7 U.S. Code §19. Consideration of costs and benefits and antitrust laws

7 U.S. Code §20. Market reports

7 U.S. Code §21. Registered futures associations

7 U.S. Code §22. Research and information programs; reports to Congress

7 U.S. Code §23. Standardized contracts for certain commodities

7 U.S. Code §24. Customer property with respect to commodity broker debtors; definitions

7 U.S. Code §24a. Swap data repositories

7 U.S. Code §25. Private rights of action

7 U.S. Code §26. Commodity whistleblower incentives and protection

7 U.S. Code §27. Definitions

7 U.S. Code §27a. Exclusion of identified banking product

7 U.S. Code §27c. Exclusion of certain other identified banking products

7 U.S. Code §27d. Administration of the predominance test

7 U.S. Code §27f. Contract enforcement

7 U.S. Code §12e. title I, §123(a)(21)

Citation

7 U.S.C. § 12e (2018)

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